-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V2cfrt9mZhYDGTySoKUR6FhrlJ0Z+SUsXpJW4rtqJqosj5wvUY9WHtTzNzm8W4PM aZaL60qCWsRO4D6+3bpG/A== 0001014858-97-000055.txt : 19970725 0001014858-97-000055.hdr.sgml : 19970725 ACCESSION NUMBER: 0001014858-97-000055 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970724 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED HEALTHCARE PRODUCTS INC CENTRAL INDEX KEY: 0000874710 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 251370721 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43614 FILM NUMBER: 97644694 BUSINESS ADDRESS: STREET 1: 1720 SUBLETTE AVE CITY: ST LOUIS STATE: MI ZIP: 63110 BUSINESS PHONE: 3147712400 MAIL ADDRESS: STREET 1: 1720 SUBLETTE AVENUE CITY: ST LOUIS STATE: MO ZIP: 63110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED HEALTHCARE PRODUCTS INC CENTRAL INDEX KEY: 0000874710 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 251370721 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1720 SUBLETTE AVE CITY: ST LOUIS STATE: MI ZIP: 63110 BUSINESS PHONE: 3147712400 MAIL ADDRESS: STREET 1: 1720 SUBLETTE AVENUE CITY: ST LOUIS STATE: MO ZIP: 63110 SC 13G/A 1 FOX-ALLIED HEALTHCARE PRODUCTS, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - -------------------------------------------------------------------------------- SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment NO. 3)* ALLIED HEALTHCARE PRODUCTS, INC. -------------------------------------------- (NAME OF ISSUER) COMMON STOCK -------------------------------------------- (TITLE OF CLASS OF SECURITIES) 019 222 108 -------------------------------------------- (CUSIP NUMBER) - -------------------------------------------------------------------------------- Check the following box if a fee is being paid with this statement |_|. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). ---------------------- -------------------- |CUSIP No. 019 222 108 | 13G/A | Page 2 of 10 Pages | ---------------------- -------------------- ------------------------------------------------------------------------------ | 1| NAME OF REPORTING PERSON | | | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | | | | Sam Fox | | | | |--|---------------------------------------------------------------------------| | 2| CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] | | | (b) [ ] | | | | |--|---------------------------------------------------------------------------| | 3| SEC USE ONLY | | | | | | | |--|---------------------------------------------------------------------------| | 4| CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | USA | | | | |--|---------------------------------------------------------------------------| | |5| SOLE VOTING POWER | | NUMBER OF | | 191,719 | | SHARES |-|-------------------------------------------------------| | BENEFICIALLY |6| SHARED VOTING POWER | | OWNED BY | | 61,761 | | EACH |-|-------------------------------------------------------| | REPORTING |7| SOLE DISPOSITIVE POWER | | PERSON | | 191,719 | | WITH |-|-------------------------------------------------------| | |8| SHARED DISPOSITIVE POWER | | | | 61,761 | |--------------------|-|-------------------------------------------------------| | 9| AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | 253,480 | | | | |--|---------------------------------------------------------------------------| |10| CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | | X Excludes 2,570 shares owned by Mr. Fox's wife | | | | |--|---------------------------------------------------------------------------| |11| PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 3.3% | | | | |--|---------------------------------------------------------------------------| |12| TYPE OF REPORTING PERSON* | | | IN | | | | |--|---------------------------------------------------------------------------| * SEE INSTRUCTION BEFORE FILLING OUT! ---------------------- -------------------- |CUSIP No. 019 222 108 | 13G/A | Page 3 of 10 Pages | ---------------------- -------------------- ------------------------------------------------------------------------------ | 1| NAME OF REPORTING PERSON | | | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | | | | Fox Family Harbour Group Fund I Investment L.P. | | | | |--|---------------------------------------------------------------------------| | 2| CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] | | | (b) [ ] | | | | |--|---------------------------------------------------------------------------| | 3| SEC USE ONLY | | | | | | | |--|---------------------------------------------------------------------------| | 4| CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | State of Delaware | | | | |--|---------------------------------------------------------------------------| | |5| SOLE VOTING POWER | | NUMBER OF | | 0 | | SHARES |-|-------------------------------------------------------| | BENEFICIALLY |6| SHARED VOTING POWER | | OWNED BY | | 0 | | EACH |-|-------------------------------------------------------| | REPORTING |7| SOLE DISPOSITIVE POWER | | PERSON | | 0 | | WITH |-|-------------------------------------------------------| | |8| SHARED DISPOSITIVE POWER | | | | 0 | |--------------------|-|-------------------------------------------------------| | 9| AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | 0 | | | | |--|---------------------------------------------------------------------------| |10| CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | | | | | | |--|---------------------------------------------------------------------------| |11| PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 0 | | | | |--|---------------------------------------------------------------------------| |12| TYPE OF REPORTING PERSON* | | | PN | | | | |--|---------------------------------------------------------------------------| * SEE INSTRUCTION BEFORE FILLING OUT! ---------------------- -------------------- |CUSIP No. 019 222 108 | 13G/A | Page 4 of 10 Pages | ---------------------- -------------------- ------------------------------------------------------------------------------ | 1| NAME OF REPORTING PERSON | | | S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON | | | | | | Fox Family Foundation | | | | |--|---------------------------------------------------------------------------| | 2| CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] | | | (b) [ ] | | | | |--|---------------------------------------------------------------------------| | 3| SEC USE ONLY | | | | | | | |--|---------------------------------------------------------------------------| | 4| CITIZENSHIP OR PLACE OF ORGANIZATION | | | | | | State of Missouri | | | | |--|---------------------------------------------------------------------------| | |5| SOLE VOTING POWER | | NUMBER OF | | 61,761 | | SHARES |-|-------------------------------------------------------| | BENEFICIALLY |6| SHARED VOTING POWER | | OWNED BY | | 0 | | EACH |-|-------------------------------------------------------| | REPORTING |7| SOLE DISPOSITIVE POWER | | PERSON | | 61,761 | | WITH |-|-------------------------------------------------------| | |8| SHARED DISPOSITIVE POWER | | | | 0 | |--------------------|-|-------------------------------------------------------| | 9| AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | | | 61,761 | | | | |--|---------------------------------------------------------------------------| |10| CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* | | | | | | | |--|---------------------------------------------------------------------------| |11| PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | | | 0.8% | | | | |--|---------------------------------------------------------------------------| |12| TYPE OF REPORTING PERSON* | | | 00 | | | | |--|---------------------------------------------------------------------------| * SEE INSTRUCTION BEFORE FILLING OUT! CUSIP No. 019 222 108 Page 5 of 10 Pages SCHEDULE 13G/A -------------- Item 1(a) Name of Issuer. -------------- Allied Healthcare Products, Inc. Item 1(b) Address of Issuer's Principal Executive Offices. ----------------------------------------------- 1720 Sublette Avenue St. Louis, MO 63110 Item 2(a) Names of Persons Filing. ----------------------- This Statement on Schedule 13G/A (the "Statement") is being filed by the following persons: Sam Fox, Fox Family Harbour Group Fund I Investment L.P. ("Fox Fund") and Fox Family Foundation ("Fox Foundation"). Mr. Fox, Fox Fund and Fox Foundation are collectively sometimes referred to herein as the "Reporting Persons." Item 2(b) Address of Principal Business Office. ------------------------------------ The address of the principal business office for each of the Reporting Persons is 7701 Forsyth Boulevard, Suite 600, Clayton, Missouri 63105. Item 2(c) Citizenship. ----------- Mr. Fox is a citizen of the United States of America. Fox Fund is a Delaware limited partnership. Fox Foundation is a Missouri trust. Item 2(d) Title of Class of Securities. ---------------------------- The class of equity securities to which this Statement relates is the Common Stock, $.01 par value per share (the "Common Stock"), of Allied Healthcare Products, Inc., a Delaware corporation. Item 2(e) CUSIP Number. ------------ 019 222 108 Item 3 Type of Reporting Person. ------------------------ Not applicable CUSIP No. 019 222 108 Page 6 of 10 Pages Item 4 Ownership as of June 30, 1997. ----------------------------- (a) Amount Beneficially Owned: ------------------------- Fox Fund is the record and beneficial owner of 0 shares of the Issuer ("Fox Fund's Shares"). Sam Fox is the record and beneficial owner of 191,719 shares of the Issuer. Fox Foundation is the record and beneficial owner of 61,761 shares of the Issuer ("Fox Foundation's Shares"). Mr. Fox, as the general partner of Fox Fund and trustee of Fox Foundation, also beneficially owns Fox Fund's Shares and Fox Foundation's Shares. (b) Percent of Class. ---------------- The shares described under Item 4(a) represent 3.3% of the issued and outstanding shares of the Issuer. (c) Voting Power and Disposition Power. ----------------------------------
(i) (ii) (iii) (iv) Sole Power to Shared Power to Sole Power to Shared Power to Dispose or to Dispose or to Vote or to Vote or to Direct the Direct the Direct the Vote Direct the Vote Disposition of Disposition of --------------- --------------- -------------- -------------- Sam Fox 191,719 0 191,719 0 Fox Fund 0 0 0 0 Fox Foundation 61,761 0 61,761 0 ------- ------ ------- ------ Totals: 253,480 0 253,480 0 - ---------------------------- 1 Sam Fox is the record and beneficial owner of 191,719 shares of the Issuer. Fox Foundation is the record and beneficial owner of 61,761 shares of the Issuer. Mr. Fox, as a trustee of Fox Foundation, also may be deemed to beneficially own Fox Foundation's Shares. 2 Sam Fox is the record and beneficial owner of 191,719 shares of the Issuer. Fox Foundation is the record and beneficial owner of 61,761 shares of the Issuer. Mr. Fox, as a trustee of Fox Foundation, also may be deemed to beneficially own Fox Foundation's Shares.
CUSIP No. 019 222 108 Page 7 of 10 Pages Item 5 Ownership of Five Percent or Less of a Class. -------------------------------------------- If this Statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. Item 6 Ownership of More than Five Percent on Behalf of Another Person. --------------------------------------------------------------- Not Applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. ------------------------------------------------------------------- Not Applicable. Item 8 Identification and Classification of Members of the Group. --------------------------------------------------------- Not Applicable. Item 9 Notice of Dissolution of Group. ------------------------------ Not Applicable. Item 10 Certification. ------------- Not Applicable. CUSIP No. 019 222 108 Page 8 of 10 Pages SIGNATURE After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement is true, complete, and correct. Dated: July 24, 1997 /s/ Sam Fox ---------------------------------------- Sam Fox FOX FAMILY HARBOUR GROUP FUND I INVESTMENT L.P. By: /s/ Sam Fox ----------------------------------- Sam Fox General Partner FOX FAMILY FOUNDATION By: /s/ Sam Fox ------------------------------------ Sam Fox Trustee Page 9 of 10 Pages Exhibit Index Sequential Exhibit Description Page No. - ------- ----------- ---------- 1 Agreement of joint filing pursuant to Rule 13d-1(f)(1) promulgated under the Securities and Exchange Act of 1934 EX-24 2 AGREEMENT OF JOINT FILING Page 10 of 10 Pages AGREEMENT This will confirm the agreement by and among all the undersigned that the Schedule 13G/A filed on or about this date with respect to the beneficial ownership by the undersigned of shares of the Common Stock of Allied Healthcare Products, Inc. is being filed on behalf of each of the persons or entities named below. This Agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated: July 24, 1997 /s/ Sam Fox ---------------------------------------- Sam Fox FOX FAMILY HARBOUR GROUP FUND I INVESTMENT L.P. By: /s/ Sam Fox ----------------------------------- Sam Fox General Partner FOX FAMILY FOUNDATION By: /s/ Sam Fox ------------------------------------ Sam Fox Trustee -----END PRIVACY-ENHANCED MESSAGE-----